HYDRAULIC
MACHINERY
An excavator;
main hydraulics: Boom cylinders, swingdrive, cooler fan and trackdrive
Fundamental
features of using hydraulics compared to mechanics for force and torque
increase/decrease in a transmission.
The popularity
of hydraulic machinery is due to the very large amount of power that can be
transferred through small tubes and flexible hoses, and the high power density
and wide array of actuators that can make use of this power.
Hydraulic
machinery is operated by the use of hydraulics, where a liquid is the powering
medium.
Force and
torque multiplication
A fundamental
feature of hydraulic systems is the ability to apply force or torque
multiplication in an easy way, independent of the distance between the input
and output, without the need for mechanical gears or levers, either by altering
the effective areas in two connected cylinders or the effective displacement
(cc/rev) between a pump and motor. In normal cases, hydraulic ratios are
combined with a mechanical force or torque ratio for optimum machine designs
such as boom movements and trackdrives for an excavator.
Examples
Two hydraulic
cylinders interconnected
Cylinder C1 is
one inch in radius, and cylinder C2 is ten inches in radius. If the force
exerted on C1 is 10 lbf,
the force exerted by C2 is 1000 lbf because C2 is a hundred times larger
in area (S = Ï€r²) as C1. The downside to this is that you
have to move C1 a hundred inches to move C2 one inch. The most common use for
this is the classical hydraulic jack where a pumping cylinder with a
small diameter is connected to the lifting cylinder with a large diameter.
Pump and motor
If a hydraulic
rotary pump with the displacement 10 cc/rev is connected to a hydraulic rotary
motor with 100 cc/rev, the shaft torque required to drive the pump is 10 times
less than the torque available at the motor shaft, but the shaft speed
(rev/min) for the motor is 10 times less than the pump shaft speed. This
combination is actually the same type of force multiplication as the cylinder
example (1) just that the linear force in this case is a rotary force, defined
as torque.
Both these
examples are usually referred to as a hydraulic transmission or hydrostatic
transmission involving a certain hydraulic "gear ratio".
For the
hydraulic fluid to do work, it must flow to the actuator and or motors, then
return to a reservoir. The fluid is then filtered
and re-pumped. The path taken by hydraulic fluid is called a hydraulic
circuit of which there are several types. Open center circuits use pumps which supply a continuous flow. The
flow is returned to tank through the control valve's open center;
that is, when the control valve is centered, it provides an open return path to
tank and the fluid is not pumped to a high pressure. Otherwise, if the control
valve is actuated it routes fluid to and from an actuator and tank. The fluid's
pressure will rise to meet any resistance, since the pump has a constant
output. If the pressure rises too high, fluid returns to tank through a pressure relief valve. Multiple control
valves may be stacked in series [1].
This type of circuit can use inexpensive, constant displacement pumps.
Closed center circuits supply full pressure to the control valves, whether any
valves are actuated or not. The pumps vary their flow rate, pumping very little
hydraulic fluid until the operator actuates a valve. The valve's spool
therefore doesn't need an open center return path to tank. Multiple valves can
be connected in a parallel arrangement and system pressure is equal for all
valves.
Constant pressure and load-sensing systems
The closed center circuits exist in two basic
configurations, normally related to the regulator for the variable pump that
supplies the oil:
Constant pressure systems (CP-system), standard.
Pump pressure always equals the pressure setting for the pump regulator. This
setting must cover the maximum required load pressure. Pump delivers flow according
to required sum of flow to the consumers. The CP-system generates large power
losses if the machine works with large variations in load pressure and the
average system pressure is much lower than the pressure setting for the pump
regulator. CP is simple in design. Works like a pneumatic system. New hydraulic
functions can easily be added and the system is quick in response.
Constant pressure systems (CP-system), unloaded.
Same basic configuration as 'standard' CP-system but the pump is unloaded to a
low stand-by pressure when all valves are in neutral position. Not so fast
response as standard CP but pump lifetime is prolonged.
Load-sensing systems (LS-system) generates less power losses as the pump can
reduce both flow and pressure to match the load requirements, but requires more
tuning than the CP-system with respect to system stability. The LS-system also
requires additional logical valves and compensator valves in the directional
valves, thus it is technically more complex and more expensive than the
CP-system. The LS-system system generates a constant power loss related to the
regulating pressure drop for the pump regulator:
The average is around 2 MPa (290 psi). If the pump
flow is high the extra loss can be considerable. The power loss also increases
if the load pressures vary a lot. The cylinder areas, motor displacements and
mechanical torque arms must be designed to match load pressure in order to
bring down the power losses. Pump pressure always equals the maximum load
pressure when several functions are run simultaneously and the power input to
the pump equals the (max. load pressure + ΔpLS) x sum of
flow.
Five basic types of load-sensing systems
(1) Load
sensing without compensators in the directional valves. Hydraulically
controlled LS-pump.
(2) Load
sensing with up-stream compensator for each connected directional valve.
Hydraulically controlled LS-pump.
(3) Load
sensing with down-stream compensator for each connected directional
valve. Hydraulically controlled LS-pump.
(4) Load
sensing with a combination of up-stream and down-stream compensators.
Hydraulically controlled LS-pump.
(5) Load
sensing with synchronized, both electric controlled pump displacement and
electric controlled valve flow area for faster response, increased stability
and less system losses. This is a new type of LS-system, not yet fully
developed.
Technically the
down-stream mounted compensator in a valveblock can physically be mounted
"up-stream", but work as a down-stream compensator.
System type (3)
gives the advantage that activated functions are synchronized independent of
pump flow capacity. The flow relation between 2 or more activated functions
remains independent, of load pressures even if the pump reach the maximum
swivel angle. This feature is important for machines that often run with the
pump at maximum swivel angel and with several activated functions that must be
synchronized in speed, such as with excavators. With type (4) system, the
functions with up-stream compensators have priority. Example:
Steering-function for a wheel loader. The system type with down-stream
compensators usually have a unique trademark depending on the manufacturer of
the valves, for example "LSC" (Linde Hydraulics), "LUDV" (Bosch Rexroth
Hydraulics) and "Flowsharing" (Parker Hydraulics) etc. No official
standardized name for this type of system has been established but Flowsharing
is a common name for it.
Open and closed circuits
Open loop and closed loop circuits
Open-loop: Pump-inlet and
motor-return (via the directional valve) are connected to the hydraulic
tank.The term loop applies to feedback; the more correct term is open versus
closed "circuit".
Closed-loop: Motor-return is connected directly to the pump-inlet. To keep up pressure
on the low pressure side, the circuits have a charge pump (a small gearpump)
that supplies cooled and filtered oil to the low pressure side. Closed-loop
circuits are generally used for hydrostatic transmissions in mobile
applications. Advantages: No directional valve and better response, the
circuit can work with higher pressure. The pump swivel angle covers both
positive and negative flow direction. Disadvantages: The pump cannot be
utilized for any other hydraulic function in an easy way and cooling can be a
problem due to limited exchange of oil flow. High power closed loop systems
generally must have a 'flush-valve' assembled in the circuit in order to
exchange much more flow than the basic leakage flow from the pump and the
motor, for increased cooling and filtering. The flush valve is normally
integrated in the motor housing to get a cooling effect for the oil that is
rotating in the motor housing itself. The losses in the motor housing from
rotating effects and losses in the ball bearings can be considerable as motor
speeds will reach 4000-5000 rev/min or even more at maximum vehicle speed. The
leakage flow as well as the extra flush flow must be supplied by the charge
pump. Large charge pumps is thus very important if the transmission is designed
for high pressures and high motor speeds. High oil temperatures, is usually a
major problem when using hydrostatic transmissions at high vehicle speeds for
longer periods, for instance when transporting the machine from one work place
to the other. High oil temperatures for long periods will drastically reduce
the lifetime for the transmission. To keep down the oil temperature, the system
pressure during transport must be lowered, meaning that the minimum displacement
for the motor must be limited to a reasonable value. Circuit pressures during
transport around 200-250 bar is recommended.
Closed loop
systems in mobile equipment are generally used for the transmission as an
alternative to mechanical and hydrodynamic (converter) transmissions. The
advantage is a stepless gear ratio (continuously variable speed/torque) and a
more flexible control of the gear ratio depending on the load and operating
conditions. The hydrostatic transmission is generally limited to around
200 kW maximum power, as the total cost gets too high at higher power
compared to a hydrodynamic transmission. Large wheel loaders for instance and
heavy machines are therefore usually equipped with converter transmissions.
Recent technical achievements for the converter transmissions have improved the
efficiency and developments in the software have also improved the
characteristics, for example selectable gear shifting programs during operation
and more gear steps, giving them characteristics close to the hydrostatic
transmission.
Hydrostatic
transmissions for earth moving machines, such as for track loaders, are often
equipped with a separate 'inch pedal' that is used to temporarily
increase the diesel engine rpm while reducing the vehicle speed in order to
increase the available hydraulic power output for the working hydraulics at low
speeds and increase the tractive effort. The function is similar to stalling a
converter gearbox at high engine rpm. The inch function affects the preset
characteristics for the 'hydrostatic' gear ratio versus diesel engine rpm.
Components
Hydraulic pump
Hydraulic
pumps supply fluid to the components in the system. Pressure in the
system develops in reaction to the load. Hence, a pump rated for 5,000 psi is
capable of maintaining flow against a load of 5,000 psi.
Pumps have a
power density about ten times greater than an electric motor (by volume). They
are powered by an electric motor or an engine, connected through gears, belts,
or a flexible elastomeric
coupling to reduce vibration.
Common types of
hydraulic pumps to hydraulic machinery applications are;
- Gear
pump: cheap, durable (especially in g-rotor form). , simple.
Less efficient, because they are constant (fixed) displacement, and mainly
suitable for pressures below 20 MPa (3000 psi).
- Vane pump: cheap and simple,
reliable.Good for higher-flow low-pressure output.
- Axial piston pump: many designed with
a variable displacement mechanism, to vary output flow for automatic
control of pressure. There are various axial piston pump designs,
including swashplate (sometimes referred to as a valveplate pump) and
checkball (sometimes referred to as a wobble plate pump). The most common
is the swashplate pump. A variable-angle swashplate
causes the pistons to reciprocate a greater or lesser distance per
rotation, allowing output flow rate and pressure to be varied (greater
displacement angle causes higher flow rate, lower pressure, and vice
versa).
- Radial piston pump A pump that is
normally used for very high pressure at small flows.
Piston pumps
are more expensive than gear or vane pumps, but provide longer life operating
at higher pressure, with difficult fluids and longer continuous duty cycles.
Piston pumps make up one half of a hydrostatic transmission.
Control valves
Directional control valves route the
fluid to the desired actuator. They usually consist of a spool inside a cast iron or steel housing. The spool
slides to different positions in the housing, intersecting grooves and channels
route the fluid based on the spool's position.
The spool has a
central (neutral) position maintained with springs; in this position the supply
fluid is blocked, or returned to tank. Sliding the spool to one side routes the
hydraulic fluid to an actuator and provides a return path from the actuator to
tank. When the spool is moved to the opposite direction the supply and return
paths are switched. When the spool is allowed to return to neutral (center)
position the actuator fluid paths are blocked, locking it in position.
Directional
control valves are usually designed to be stackable, with one valve for each
hydraulic cylinder, and one fluid input supplying all the valves in the stack.
Tolerances are
very tight in order to handle the high pressure and avoid leaking, spools
typically have a clearance with the housing of less than a
thousandth of an inch (25 µm). The valve block will be mounted to the
machine's frame with a three point pattern to avoid distorting the valve
block and jamming the valve's sensitive components.
The spool
position may be actuated by mechanical levers, hydraulic pilot pressure,
or solenoids
which push the spool left or right. A seal allows part of the spool to protrude
outside the housing, where it is accessible to the actuator.
The main valve
block is usually a stack of off the shelf directional control valves
chosen by flow capacity and performance. Some valves are designed to be
proportional (flow rate proportional to valve position), while others may be
simply on-off. The control valve is one of the most expensive and sensitive
parts of a hydraulic circuit.
- Pressure relief valves are used
in several places in hydraulic machinery; on the return circuit to
maintain a small amount of pressure for brakes, pilot lines, etc... On
hydraulic cylinders, to prevent overloading and hydraulic line/seal
rupture. On the hydraulic reservoir, to maintain a small positive pressure
which excludes moisture and contamination.
- Pressure regulators reduce
the supply pressure of hydraulic fluids as needed for various circuits.
- Sequence valves control the sequence of hydraulic circuits; to
ensure that one hydraulic cylinder is fully extended before another starts
its stroke, for example.
- Shuttle valves provide a logical or function.
- Check valves are one-way valves, allowing an
accumulator to charge and maintain its pressure after the machine is
turned off, for example.
- Pilot controlled Check valves are one-way valve that can be opened (for both
directions) by a foreign pressure signal. For instance if the load should
not be held by the check valve anymore. Often the foreign pressure comes
from the other pipe that is connected to the motor or cylinder.
- Counterbalance valves are in fact a special type of pilot controlled
check valve. Whereas the check valve is open or closed, the counterbalance
valve acts a bit like a pilot controlled flow control.
- Cartridge valves are in fact the inner part of a check valve; they
are off the shelf components with a standardized envelope, making
them easy to populate a proprietary valve block. They are available in
many configurations; on/off, proportional, pressure relief, etc. They
generally screw into a valve block and are electrically controlled to
provide logic and automated functions.
- Hydraulic fuses are in-line safety devices
designed to automatically seal off a hydraulic line if pressure becomes
too low, or safely vent fluid if pressure becomes too high.
- Auxiliary valves in complex hydraulic systems may have auxiliary
valve blocks to handle various duties unseen to the operator, such as
accumulator charging, cooling fan operation, air conditioning power, etc.
They are usually custom valves designed for the particular machine, and
may consist of a metal block with ports and channels drilled. Cartridge
valves are threaded into the ports and may be electrically controlled by
switches or a microprocessor to route fluid power as needed.
Actuators
Reservoir
The hydraulic
fluid reservoir holds excess hydraulic fluid to accommodate volume changes
from: cylinder extension and contraction, temperature driven expansion and
contraction, and leaks. The reservoir is also designed to aid in separation of
air from the fluid and also work as a heat accumulator to cover losses in the
system when peak power is used. Design engineers are always pressured to reduce
the size of hydraulic reservoirs, while equipment operators always appreciate
larger reservoirs. Reservoirs can also help separate dirt and other particulate
from the oil, as the particulate will generally settle to the bottom of the
tank.
Some designs
include dynamic flow channels on the fluid's return path that allow for a
smaller reservoir.
Accumulators
Accumulators are a common part of
hydraulic machinery. Their function is to store energy by using pressurized
gas. One type is a tube with a floating piston. On one side of the piston is a
charge of pressurized gas, and on the other side is the fluid. Bladders are
used in other designs. Reservoirs store a system's fluid.
Examples of
accumulator uses are backup power for steering or brakes, or to act as a shock
absorber for the hydraulic circuit.
Hydraulic fluid
Also known as tractor
fluid, hydraulic fluid is the life of the hydraulic circuit. It is usually
petroleum oil with various additives. Some hydraulic machines require fire
resistant fluids, depending on their applications. In some factories where food
is prepared, either an edible oil or water is used as a working fluid for
health and safety reasons.
In addition to
transferring energy, hydraulic fluid needs to lubricate
components, suspend contaminants and metal filings for transport to the filter,
and to function well to several hundred degrees Fahrenheit or Celsius.
Filters
Filters are an
important part of hydraulic systems. Metal particles are continually produced
by mechanical components and need to be removed along with other contaminants.
Filters may be
positioned in many locations. The filter may be located between the reservoir
and the pump intake. Blockage of the filter will cause cavitation
and possibly failure of the pump. Sometimes the filter is located between the
pump and the control valves. This arrangement is more expensive, since the
filter housing is pressurized, but eliminates cavitation problems and protects
the control valve from pump failures. The third common filter location is just
before the return line enters the reservoir. This location is relatively
insensitive to blockage and does not require a pressurized housing, but
contaminants that enter the reservoir from external sources are not filtered
until passing through the system at least once.
Tubes, pipes and hoses
Hydraulic tubes are seamless steel precision pipes, specially
manufactured for hydraulics. The tubes have standard sizes for different
pressure ranges, with standard diameters up to 100 mm. The tubes are
supplied by manufacturers in lengths of 6 m, cleaned, oiled and plugged. The
tubes are interconnected by different types of flanges (especially for the
larger sizes and pressures), welding cones/nipples (with o-ring seal), several
types of flare connection and by cut-rings. In larger sizes, hydraulic pipes
are used. Direct joining of tubes by welding is not acceptable since the
interior cannot be inspected.
Hydraulic pipe is used in
case standard hydraulic tubes are not available. Generally these are used for
low pressure. They can be connected by threaded connections, but usually by
welds. Because of the larger diameters the pipe can usually be inspected
internally after welding. Black pipe is non-galvanized
and suitable for welding.
Hydraulic hose is graded by
pressure, temperature, and fluid compatibility. Hoses are used when pipes or
tubes can not be used, usually to provide flexibility for machine operation or
maintenance. The hose is built up with rubber and steel layers. A rubber
interior is surrounded by multiple layers of woven wire and rubber. The
exterior is designed for abrasion resistance. The bend radius of hydraulic hose
is carefully designed into the machine, since hose failures can be deadly, and
violating the hose's minimum bend radius will cause failure. Hydraulic hoses
generally have steel fittings swaged on the ends. The weakest part of the high pressure hose
is the connection of the hose to the fitting. Another disadvantage of hoses is
the shorter life of rubber which requires periodic replacement, usually at five
to seven year intervals.
Tubes and pipes
for hydraulic applications are internally oiled before the system is
commissioned. Usually steel piping is painted outside. Where flare and other
couplings are used, the paint is removed under the nut, and is a location where
corrosion can begin. For this reason, in marine applications most piping is
stainless steel.
Seals, fittings and connections
In general, valves, cylinders and pumps have female threaded bosses for
the fluid connection, and hoses have female ends with captive nuts. A male-male
fitting is chosen to connect the two. Many standardized systems are in use.
Fittings serve several purposes;
- To bridge
different standards; O-ring boss to JIC,
or pipe threads to face
seal, for example.
- To allow
proper orientation of components, a 90°, 45°, straight, or swivel fitting
is chosen as needed. They are designed to be positioned in the correct
orientation and then tightened.
- To
incorporate bulkhead hardware.
- A quick
disconnect fitting may be added to a machine without modification of
hoses or valves
A typical piece
of heavy equipment may have thousands of sealed connection points and several
different types:
- Pipe fittings, the fitting is screwed
in until tight, difficult to orient an angled fitting correctly without
over or under tightening.
- O-ring
boss, the fitting is screwed into a boss and orientated as needed, an
additional nut tightens the fitting, washer and o-ring
in place.
- Flare
fittings, are metal to metal compression seals deformed with a
cone nut and pressed into a flare mating.
- Face seal,
metal flanges with a groove and o-ring are fastened together.
- Beam seals
are costly metal to metal seals used primarily in aircraft.
- Swaged
seals, tubes are connected with fittings that are swaged permanently in
place. Primarily used in aircraft.
Elastomeric
seals (O-ring boss and face seal) are the most common types of seals in heavy
equipment and are capable of reliably sealing 6000+ psi (40+ MPa)
of fluid pressure.